The art. 23 TUF provides that contracts relating to the provision of investment services must be drawn up in writing and a copy must be delivered to the client. The TUF, in derogation from the general principle of freedom of form, requires the “ad substantiam” form for investment contracts, since the written form guarantees the knowledge of the conditions contained therein, as well as the certainty over time of the agreements entered into. The written form, therefore, allows the investor not only to be able to become aware of the conditions applied but also to be able to better direct their choices. The nullity that follows from the verification of the lack of written form constitutes a typical example of relative nullity.

La regulación de la forma del contrato de inversión

Gianfranco Liace
2024

Abstract

The art. 23 TUF provides that contracts relating to the provision of investment services must be drawn up in writing and a copy must be delivered to the client. The TUF, in derogation from the general principle of freedom of form, requires the “ad substantiam” form for investment contracts, since the written form guarantees the knowledge of the conditions contained therein, as well as the certainty over time of the agreements entered into. The written form, therefore, allows the investor not only to be able to become aware of the conditions applied but also to be able to better direct their choices. The nullity that follows from the verification of the lack of written form constitutes a typical example of relative nullity.
2024
El T.U.F., en perjuicio del principio general de libertad de forma, exige la forma ad solemnitatem para los contratos de inversión, ya que la forma escrita garantiza el conocimiento de las condiciones contenidas en los mismos, así como la certeza en el tiempo de los acuerdos celebrados. La forma escrita, por tanto, permite al inversor no sólo el conocimiento de las condiciones aplicadas sino, también, orientar mejor sus elecciones. La nulidad que se desprende de la comprobación de la falta de forma escrita constituye un ejemplo típico de nulidad relativa. Palabras claves: Derecho del mercado financiero, forma del contrato, la derogación de la forma escrita, la nulidad del contrato, la nulidad selectiva.
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Utilizza questo identificativo per citare o creare un link a questo documento: https://hdl.handle.net/11386/4938147
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